On February 23, the China Securities Regulatory Commission held a press conference.Yan Bojin, chief risk officer of the CSRC and director of the issuing department, responded to the market rumor of "IPO invested ten years".Yan Bojin said that preventing the cracking down on financial fraud and fraudulent issuance is a continuous process. At present, there is no IPO for 10 years.Yan Bochang said that the SFC system adheres to investors -oriented, strictly reviewed the proper listed enterprises, severely punished the behavior of violations of laws and regulations and infringing the interests of investors, and made the enterprise dare not "break through the level" with the deterrence of supervision.Improve the quality of listed companies on the source.
As far as the CSRC will further increase the cost of illegal, Li Ming, chief inspector and director of the audit bureau of the CSRC, said that in recent yearsResponsibility and other aspects continue to work hard to solve the problem of low illegal cost.
Securities Regulatory Commission: At present, the arrangement of 10 years without IPO will greatly increase the proportion of on -site inspections of the intended listed enterprises
The China Securities Regulatory Commission held the first offline press conference on the Dragon Year on February 23. Yan Bojin, chief risk officer of the CSRC and director of the issuing Department, responded to the market rumor of" IPO invested ten years ".Yan Bojin said that preventing the cracking down on financial fraud and fraudulent issuance is a continuous process. At present, there is no IPO for 10 years.In the launch of listing supervision work, the CSRC is continuously strengthening the full chain control, strictly tried heavy punishment for financial fraud and fraud issuance, and will also greatly increase the proportion of on -site inspections to be listed companies.
The Securities Regulatory Commission: strictly review the deterrent of the supervision of listed enterprises to make the enterprise dare not "break through the level"
Chief Risk Officer of the CSRC and Director of the issuing Department Yan Bochang said that the SFC system insists on investors -oriented, strictly review and properly listed enterprises, and severely punish the behavior of illegal laws and violations of investors interests.The deterrent power makes the enterprise dare not "take a disease" and improve the quality of listed companies from the source.After the company was listed, the authenticity of the financial financial is still the top priority of daily supervision.The SFC system comprehensively uses regular reporting supervision and on -site inspections to circulate high -risk suspicious companies, discover the investigation and punishment of financial fraud and fraud issuance according to law."It can be said that whether it is a planned company in the trial or the listed enterprise, whether it is a listed company, it will be continued to be strictly supervised by the Securities and Futures Commission." He said.
The Securities Regulatory Commission: The punishment of securities illegal behavior will become increasingly illegal costs will only be higher and higher
The China Securities Regulatory Commission held a press conference.As far as the CSRC will further improve the cost of illegal illegal, Li Ming, chief inspector and director of the audit bureau of the CSRC, said that in recent years, the CSRC has continued to make effortsLow problem."I will actively promote the revision of the" Securities Law ", increase the extent of administrative penalties, and establish a collective litigation system; promote the introduction of the" Criminal Law Amendment (11) ", increase the criminal period of securities crimes, and increase the punishment and punishment." "From the law enforcement cycleLooking at it, it is still in the alternating application period of the new and old "Securities Law". Some cases we investigate and punish occur before the implementation of the new "Securities Law". With the gradual acceleration of such cases, there will be more in the future.The new "Securities Law" is applicable to multiple cases, and the punishment will be greater and greater, and the cost of illegal illegal will only be higher and higher. "Li Ming said.He also said that in the next step, the CSRC will adhere to the principles of rule of law in vain, continuously improve the efficiency of law enforcement within the scope of legal authorization, increase law enforcement efforts, further enrich the means and methods of punishment, comprehensively use regulatory measures, administrative penalties, markets, and markets.Administrative measures such as prohibition, dishonesty punishment, major illegal forced delisting, etc., make good use of collective lawsuits, support litigation and criminal means to form a superposition effect on the offenders.
The Securities Regulatory Commission: will build a "penetrating" clue screening system to accurately identify the market and insider trading behavior, severely blow
The Securities Regulatory Commission will build a "penetrating" clue screening system through multi -dimensional technical means such as comprehensive monitoring, big data collision, multi -channel collection, and intelligent analysis.Precise identification and severe blow.On the one hand, focusing on punishment of key minority.Some listed companies actual controllers and directors of directors violate their loyalty obligations, use their identity advantages to peek at the "cards", control information disclosure, speculate on hot spots, arrange stock reviews, stock up stocks, pull up, and trades first.The impact is extremely bad and must be severely punished.The CSRC will strengthen the linkage of information disclosure and transaction supervision, analyze the dimension and expansion of related clues, and continue to strike and accurately strikes, so that the key minority lessons and long memories of the test law are kept on the other hand.Timely combat the use of new products and new technologies to engage in illegal and illegal acts, and eliminate the blind spots of supervision.For example, some gangs have used financial derivatives to amplify the manipulation income of financial derivatives such as OTC, and some personnel have manipulated the varieties of LOF funds, convertible bonds and other varieties.Recently, some gangs have also used remote control software to hide traces of trading traces to manipulate the market. In order to quickly sell their warehouses and ship the shipment, to get huge illegal interests, the Securities Regulatory Commission has cooperated with the public security organs to complete the net collection.Essence
The Securities Regulatory Commission: For securities service agencies, they will insist on "one case and double investigation"
At the press conference of the Securities Regulatory Commission, Li Ming, the chief inspector and director of the audit bureau, said that in recent years, the CSRC has gradually accumulated a lot of effective regulatory data, and has also formed a lot of results in the use of big data comparison.The CSRC will pay close attention to harsh behaviors such as the abuse of accounting policies for accounting policies, so as not to allow the counterfeiters to "hide the sky and cross the sea" and "confuse the barrier."We will also pay attention to the full process supervision and enforcement, "check the entrance", and adhere to "declaration as responsibility". RecentlyThe first case since the implementation of the Securities Law; unblocked the "export end", and resolutely clear the major illegal enterprises.For the actual controller and the "key minority" such as the actual controller of the listed company, the "key minority" of the "key minority" occupation of guarantees, such as the "ruling self -theft" behavior, the CSRC will play a good "combination fist", and use the crackdown on punishment, check the recovery, rectify the time limit, transfer to the public security, and let it "peopleFortune is empty. "In addition, for securities service intermediaries, we will adhere to the "double investigation of one case", urge and warn the "watchman" to be responsible.
The Securities Regulatory Commission: Cases that pay attention to the market will actively notify the progress of work and punishment results
At the press conference of the CSRC, Li Ming, the chief inspector and director of the Evaluation Bureau of the Securities Regulatory Commission, said that the CSRC will continue to improve law enforcement capabilities.In terms of clues, strengthen the application of scientific and technological supervision, improve the amount of rewards for reporting, and keep playing.In terms of case investigation and handling, it will focus more on illegal acts such as fraud, financial fraud, illegal occupation of guarantees, illegal reduction, and unauthorized changes in the use of fundraising funds.Provide investors with good market order, so that investors have confidence and perseverance when investing.For cases that are highly concerned about the market, the results of work progress and punishment will be proactively notified, and the cases of cases and law enforcement will be released in a timely manner to enhance the transparency of law enforcement.It will also make full use of the advantages of the mechanism of public security, procuratorial office office and convenient communication, strengthen cooperation with relevant ministries and commissions, strengthen linkage in terms of information reporting, situation analysis, case handling, etc., relying on joint efforts in all aspects to make "zero tolerance"Law enforcement is unshakable and in place.
Li Ming, chief inspector of the Securities Regulatory Commission: Fraud and counterfeit companies will continue to strengthen regulatory law enforcement
At the press conference of the Securities Regulatory Commission held today, Li Ming, chief inspector and director of the audit bureau of the Securities Regulatory Commission, said that listed companies are still the representatives of Chinas outstanding enterprise groups.Important micro foundation for high -quality development.5116 listed companies in Shanghai and Shenzhen only account for one thousandth of more than 50 million major companies in the country, but the tax paid is equivalent to 1/4 of the national tax proportion, and its operating income is nearly 60 % of GDP.In the past five years, listed companies have accumulated RMB 5.8 trillion in R & D investment. R & D investment has accounted for half of the R & D expenditure of enterprises across the country, and the status of innovation leaders has become more prominent.At the same time, listed companies are demonstration samples of the modern enterprise system, which implement corporate accounting standards and internal control specifications with international equivalent.It can be said that the title of a listed company itself means a honor.There are only a few companies with fraud and fraud.We understand that the majority of investors are "deep in love and the cut of responsibility", and we also know that there is still a gap between our work compared with the expectations of investors. We will continue to strengthen regulatory and enforcement, focus on improving the quality of listed companies, and strive to create concessionsInvestors are at ease and assured of investment environment.
The Securities Regulatory Commission: Continue to invest more manpower and material resources diversification channel identification.Li Ming, chief inspector and director of the audit bureau, said that the CSRC will take multiple measures and further increase the crackdown on fraudulent issuance, financial fraud, and illegal occupation of large shareholders.Specifically, continuously invest more manpower and material resources, through annual report review, company historical data comparison, industry data comparison, major public opinion monitoring, complaint report disposal and other diversified channel identification and fake clues, and pass on -site inspection and verification to further enhance clues to cluesDiscover ability.
The Securities Regulatory Commission: Manipulating the market is essentially "cheating", inside story transaction is essentially "stealing", which will accurately identify and severely strike
Li Ming, chief inspector of the Securities Regulatory Commission and director of the Inspection Bureau, said that manipulating the market through artificial manipulation and distorting stock prices, which caused the stock price to rise and fall."Rick", which caused investors to lose heavy losses, the essence is "deception"; a few people in insider trading have inside information, traded first, and possess more profit opportunities.steal".In this regard, the CSRC will build a "penetrating" clue screening system through multi -dimensional technical means such as comprehensive monitoring, big data collision, multi -channel collection, and intelligent analysis.Essence