[Introduction] Shenzhen Securities Regulatory Bureau further regulates the self-media operation of securities investment consulting institutions in the jurisdictionManagement
China Fund Reporter Jiang You
China Fund News was informed that the Shenzhen Securities Regulatory Bureau recently issued a notice to the securities investment consulting agency in the jurisdiction,It is required to further standardize the management of self -media operations.
Shenzhen Securities Regulatory Bureau requires securities investment consulting agencies to prohibit live shares of live broadcasts
It is pointed out that in the near future, individual institutions or individuals have used illegal acts such as self -media to recommend shares in the industry to further standardize the management of securities investment consulting institutions in the jurisdiction.Accounts, strictly prohibit live broadcast shares, prohibit employees from privately recommend shares or manipulate the market in private, and require various institutions to carry out self -examination and self -correction.
The relevant matters are notified as follows:
1. Strengthen self -media operation management
Each institution shall further strengthen the companys self -media operation and management.The first is to comprehensively control the self -media account. For the companys certified account number and the practicing accounts opened by employees, all of them are included in the companys unified management, and regular inspections and cleaning offers to open accounts and unused self -media accounts.The second is to strengthen compliance management. For the companys management account release content and live broadcast materials, compliance review should be performed in advance. During the live broadcast, the compliance should be effectively monitored and intervened. Recommended shares are strictly prohibited.The third is to strengthen employee behavior management, prohibit employees from leaving the companys management and control, and privately carry out securities investment consulting business through self -media and other methods.2. Carry out self -examination and self -correction
In accordance with the requirements of this notice, in accordanceThe notifications and notifications issued by the next issued, conducted self -inspection of self -media operation management in accordance with the requirements of relevant laws and regulations, and carried out rectification.Each institution shall fill in the attachment "company employee information and self -media account statistical form", sort out all the self -media accounts related to the companys authentication and employees, and fill in the companys employee information.The bureau reports from the reporting report, the companys employee information, and the statistical table of self -media accounts, and submit it to the designated mailbox.
Recently well -known stock market celebrity "Love in Late Autumn" account is blocked
As the market recovers,The recommended stocks of the live broadcast stocks have attracted attention, and even the recommendations of recommendations caused by stocks have caused unique motion. It is questioned that there are compliance issues, and the management of live stock recommendations is also strengthened.
Recently, the "love in the late autumn" account of the well -known online celebrity "Uncle Shanghai" was blocked. Before being sealed, it was noted that the first live broadcast was opened.On November 8th, the reporter inquired that the "Love in the Late Autumn" account was blocked because of the "Love in the Late Autumn" due to the popularity of the stock market.
According to a screenshot posted by netizens, the "Love in the Late Autumn" account has been blocked on the 7th.On October 30, "Love in Late Autumn" Shanghai Uncle Shanghai opened his personal account. As of press time, there were nearly 500,000 fans. From the opening to the banned account, the account only survived for 9 days.
For possible persons in the short video platform, the platform has said that the platform has paid attention to relevant information and dispatched them key.At the same time, from the relevant person in charge, we learned that the platform severely cracks down on various types of illegal securities activities. For the illegal content and accounts discovered, the platform will adopt the means of banning live broadcast permissions, content removal, data reset, and account ban.Disposal.If the user finds illegal content on the platform, the platform can be treated with the platform through the "report" function, and the platform will be dealt with in a timely manner.
The media learned from a number of third -party investment advisors that the industry has indeed been rectified in recent days in the industry. In recent daysThe popularity of the live broadcast plummeted.A third -party investment advisory company in South China has recently suspended the live broadcast of digital people temporarily.There is also a head of a third -party investment advisory company for urgent internal notifications that the name and code of any stock shall not be mentioned by the release of short videos shall not be provided with any market forecasts and investment advice.
Edit: Joey
Review: Woodfish
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