Text/Shuo Cong
On February 23, 2024, the Securities Regulatory Commission held a press conference.
Li Ming, chief inspector of the Securities and Futures Commission and director of the Inspection Bureau, said in response to strengthening the relevant issues of inspection and law enforcement that at present, new technologies for new products in the capital market have accelerated and upgradedReflection, survey methods, technologies urgently need to be updated, and law enforcement resources are insufficient.In the practice of law enforcement practice, various soft and hard confrontation are more common, especially in the case of limited legal authorization and insufficient means, even violent resistance has occurred.
"For example, in the recent investigation of a case, the parties not only refused to cooperate with the investigation, but also beat 2 law enforcement officers (one of which called female cadres), which led to law enforcement respectively.Personal neck and facial injuries. These are the pressure of law enforcement we face. "He revealed.
Li Ming said that in the face of the above situation, the CSRC will effectively enhance the feelings and political responsibilities of financial reporting to the country and continue to enhance law enforcement capabilities.In terms of clues, strengthen the application of scientific and technological supervision, improve the amount of rewards for reporting, and keep playing.In terms of case investigation and handling, it will focus more on illegal acts such as fraud, financial fraud, illegal occupation of guarantees, illegal reduction, and unauthorized changes in the use of fundraising funds.Provide investors with good market order, so that investors have confidence and perseverance when investing.
For cases that are highly concerned about the market, the CSRC will actively notice the progress and punishment results of the work, and timely release the situation of the class and law enforcement reviews in a timely manner to enhance the transparency of law enforcement.The Securities and Futures Commission will also make full use of the advantages of the mechanism of public security and prosecutors office and convenient communication, strengthen cooperation with relevant ministries and commissions, strengthen linkage in information reporting, situation analysis, and case handling.The enforcement of tolerance "enforcement is unwavering and in place.
In addition, Li Ming said that it is necessary to give full play to the "punishment", "education" and "governance" triple function of audit and enforcement.Promote the improvement of the system, promote reform with punishment, promote management with punishment, and focus on the cultivation and repair of the market ecology after punishment.
Edit: Ma Xiaochao
